Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Rice | 716832 | 3 | 11/22/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Timothy Duran | 2406991 | 2 | 10/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Donald Ramires | 1865403 | 1 | 07/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |