Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.H. Hill Securities, Lllp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurence James Finn | 1261659 | 4 | 04/03/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Hernandez | 2295660 | 5 | 08/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Hernandez | 2295660 | 5 | 07/20/2005 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Jason Steven Hawke | 4177415 | 13 | 12/31/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Hernandez | 2295660 | 5 | 04/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Howard Kern | 1140180 | 5 | 02/18/2003 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Cheryl Leigh Smith | 3109981 | 1 | 02/06/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Frederick McGinnis | 327716 | 2 | 08/14/2002 | Customer Dispute | Award / Judgment | $75,000.00 | $75,000.00 | See FINRA Report |
| Michael Joseph Hernandez | 2295660 | 5 | 03/13/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steve Eric Ward | 2237599 | 1 | 06/22/1999 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |