Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.H. Hill Securities, Lllp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Rose Paulsel Werd | 1782455 | 4 | 09/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noor Siraj Amirali | 3062220 | 4 | 09/23/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Steven Hawke | 4177415 | 13 | 07/20/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Margaret Rose Paulsel Werd | 1782455 | 4 | 03/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noor Siraj Amirali | 3062220 | 4 | 10/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Margaret Rose Paulsel Werd | 1782455 | 4 | 04/15/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Margaret Rose Paulsel Werd | 1782455 | 4 | 03/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Hernandez | 2295660 | 5 | 10/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Laurence James Finn | 1261659 | 4 | 06/16/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laurence James Finn | 1261659 | 4 | 05/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |