Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.H. Hill Securities, Lllp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Steven Hawke | 4177415 | 13 | 12/26/2012 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Kurt W Zipp | 4442616 | 2 | 08/20/2012 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Jason Steven Hawke | 4177415 | 13 | 12/01/2011 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jason Steven Hawke | 4177415 | 13 | 07/06/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Steven Hawke | 4177415 | 13 | 06/13/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jason Steven Hawke | 4177415 | 13 | 04/25/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Noor Siraj Amirali | 3062220 | 4 | 05/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Steven Hawke | 4177415 | 13 | 03/29/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John E Witczak | 4481465 | 1 | 12/15/2009 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Laurence James Finn | 1261659 | 4 | 12/02/2009 | Customer Dispute | Award / Judgment | $20,383.60 | $20,383.60 | See FINRA Report |