Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.H. Hill Securities, Lllp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Steven Hawke | 4177415 | 13 | 04/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jason Steven Hawke | 4177415 | 13 | 03/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jason Steven Hawke | 4177415 | 13 | 03/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Philip Hearl Hamilton | 2585773 | 1 | 03/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Danny Harold Hill | 1012712 | 1 | 06/13/2017 | Customer Dispute | Settled | $954,700.00 | $0.00 | See FINRA Report |
Brian Alan Hagen | 5189815 | 2 | 08/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Michael Dechick | 4152582 | 7 | 01/11/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Douglas James Voss | 5021855 | 1 | 12/22/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kurt W Zipp | 4442616 | 2 | 12/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jason Steven Hawke | 4177415 | 13 | 06/10/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |