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FINRA Broker Disclosures for D.H. Hill Securities, Lllp

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.H. Hill Securities, Lllp. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 62 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jason Steven Hawke41774151304/01/2019RegulatoryFinal$0.00$0.00See FINRA Report
Jason Steven Hawke41774151303/20/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Jason Steven Hawke41774151303/20/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Philip Hearl Hamilton2585773103/13/2018Employment Separation After Allegations$0.00$0.00See FINRA Report
Danny Harold Hill1012712106/13/2017Customer DisputeSettled$954,700.00$0.00See FINRA Report
Brian Alan Hagen5189815208/12/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Robert Michael Dechick4152582701/11/2016RegulatoryFinal$0.00$0.00See FINRA Report
Douglas James Voss5021855112/22/2014Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kurt W Zipp4442616212/01/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Jason Steven Hawke41774151306/10/2014Customer DisputeSettled$50,000.00$0.00See FINRA Report

62 Results

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