Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.H. Hill Securities, Lllp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Laurence James Finn | 1261659 | 4 | 12/02/2009 | Customer Dispute | Award / Judgment | $20,383.60 | $20,383.60 | See FINRA Report |
Thomas Frederick McGinnis | 327716 | 2 | 08/14/2002 | Customer Dispute | Award / Judgment | $75,000.00 | $75,000.00 | See FINRA Report |