Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vestech Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Felipe Nery Arrieta | 4142123 | 6 | 04/06/2017 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Bret Allen Williams | 1634515 | 2 | 02/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel B Irving | 4773478 | 2 | 09/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bret Allen Williams | 1634515 | 2 | 06/26/2013 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Milton J Beile III | 4265262 | 3 | 06/17/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl C Wise | 1993940 | 5 | 05/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Milton J Beile III | 4265262 | 3 | 05/10/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Hugh Meyer | 3185642 | 4 | 04/15/2013 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Felipe Nery Arrieta | 4142123 | 6 | 11/29/2011 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| James Michael Kardelis | 3122665 | 2 | 04/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |