Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vestech Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Lynn Barnes | 735216 | 2 | 07/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Curtis Roy Ile | 4009787 | 2 | 07/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel B Irving | 4773478 | 2 | 07/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erven Joseph Frericks | 706056 | 2 | 05/11/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erven Joseph Frericks | 706056 | 2 | 05/01/2018 | Customer Dispute | Denied | $54,976.00 | $0.00 | See FINRA Report |
| Mohamed Eldawy | 6489642 | 3 | 01/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mohamed Eldawy | 6489642 | 3 | 01/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darryl C Wise | 1993940 | 5 | 09/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Edward Miller | 2081359 | 2 | 05/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Edward Miller | 2081359 | 2 | 05/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |