Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vestech Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Norman Hugh Meyer | 3185642 | 4 | 07/18/2024 | Customer Dispute | Pending | $650,000.00 | $0.00 | See FINRA Report |
Felipe Nery Arrieta | 4142123 | 6 | 02/22/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Felipe Nery Arrieta | 4142123 | 6 | 01/03/2023 | Customer Dispute | Pending | $747,000.00 | $0.00 | See FINRA Report |
Jingbo Pan | 5266959 | 4 | 11/06/2019 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
Jingbo Pan | 5266959 | 4 | 11/06/2019 | Customer Dispute | Withdrawn | $125,000.00 | $0.00 | See FINRA Report |
Jingbo Pan | 5266959 | 4 | 09/05/2019 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
William Lynn Barnes | 735216 | 2 | 07/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Erven Joseph Frericks | 706056 | 2 | 05/01/2018 | Customer Dispute | Denied | $54,976.00 | $0.00 | See FINRA Report |
Felipe Nery Arrieta | 4142123 | 6 | 04/06/2017 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
Bret Allen Williams | 1634515 | 2 | 06/26/2013 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |