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FINRA Broker Disclosures for Vestech Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vestech Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Norman Hugh Meyer3185642407/18/2024Customer DisputePending$650,000.00$0.00See FINRA Report
Felipe Nery Arrieta4142123602/22/2023Customer DisputePending$5,000.00$0.00See FINRA Report
Felipe Nery Arrieta4142123601/03/2023Customer DisputePending$747,000.00$0.00See FINRA Report
Jingbo Pan5266959411/06/2019Customer DisputeSettled$125,000.00$0.00See FINRA Report
Jingbo Pan5266959411/06/2019Customer DisputeWithdrawn$125,000.00$0.00See FINRA Report
Jingbo Pan5266959409/05/2019Customer DisputeSettled$90,000.00$0.00See FINRA Report
William Lynn Barnes735216207/24/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Erven Joseph Frericks706056205/01/2018Customer DisputeDenied$54,976.00$0.00See FINRA Report
Felipe Nery Arrieta4142123604/06/2017Customer DisputeSettled$210,000.00$0.00See FINRA Report
Bret Allen Williams1634515206/26/2013Customer DisputeSettled$350,000.00$0.00See FINRA Report

21 Results

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