Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spencer Clarke LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reid Howard Drescher | 2115274 | 5 | 03/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Reid Howard Drescher | 2115274 | 5 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reid Howard Drescher | 2115274 | 5 | 10/30/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Reid Howard Drescher | 2115274 | 5 | 08/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles David Smulevitz | 5099387 | 1 | 08/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Todd Vittor | 1864219 | 1 | 02/06/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reid Howard Drescher | 2115274 | 5 | 10/17/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |