Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Jeffrey Matthews Financial Group, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Perry Alexander Switzer | 1174064 | 3 | 10/19/2000 | Customer Dispute | Closed-No Action | $13,540.00 | $0.00 | See FINRA Report |
| Craig Oakes | 2645060 | 1 | 08/03/2000 | Customer Dispute | Award / Judgment | $563.00 | $646.04 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 06/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 02/06/1998 | Customer Dispute | Settled | $7,900.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/20/1997 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Haber | 1276312 | 2 | 06/25/1996 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Haber | 1276312 | 2 | 04/24/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael John Oconnor | 1096256 | 5 | 05/15/1981 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 01/05/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/06/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |