Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Jeffrey Matthews Financial Group, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael John Oconnor | 1096256 | 5 | 04/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Arnold Nilssen | 1396224 | 2 | 04/01/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ross Halpert | 2072459 | 2 | 01/25/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 10/23/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Chadwick David Carrick | 3093870 | 3 | 09/02/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Solomon Ethan Cherniak | 2753925 | 1 | 08/25/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Reynold David Musell | 2004871 | 2 | 11/17/2008 | Customer Dispute | Denied | $24,470.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 10/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adolph William Tieppo | 2416776 | 2 | 01/29/2008 | Customer Dispute | Award / Judgment | $80,000.00 | $60,000.00 | See FINRA Report |
| Paul Arnold Nilssen | 1396224 | 2 | 06/23/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |