Our Staff has compiled our research into a database of FINRA Broker Disclosures for Trident Partners Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Allocca | 1203170 | 2 | 10/01/2015 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Todd David Aitken | 2630858 | 3 | 06/10/2015 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Andrew Jonathan Tressler | 2776349 | 12 | 06/10/2015 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Michelle C Cerini | 4752108 | 1 | 09/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jonathan Tressler | 2776349 | 12 | 10/06/2008 | Customer Dispute | Award / Judgment | $240,000.00 | $387,000.00 | See FINRA Report |
| Eric Howard Kunis | 2361728 | 2 | 12/07/2006 | Customer Dispute | Settled | $32,029.50 | $0.00 | See FINRA Report |
| Andrew Jonathan Tressler | 2776349 | 12 | 03/16/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Jonathan Tressler | 2776349 | 12 | 02/07/2005 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Andrew Jonathan Tressler | 2776349 | 12 | 05/06/2004 | Customer Dispute | Denied | $11,481.20 | $0.00 | See FINRA Report |
| Andrew Jonathan Tressler | 2776349 | 12 | 04/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |