Our Staff has compiled our research into a database of FINRA Broker Disclosures for Trident Partners Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Jonathan Tressler | 2776349 | 12 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gabriel Gerard Tessar | 1491923 | 2 | 03/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Andrew Jonathan Tressler | 2776349 | 12 | 02/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Howard Kunis | 2361728 | 2 | 10/19/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Dennis Peter Lee | 6008539 | 1 | 12/07/2017 | Customer Dispute | Settled | $40,489.00 | $0.00 | See FINRA Report |
Nicholas Scavone | 4677020 | 2 | 10/23/2017 | Customer Dispute | Settled | $40,489.00 | $0.00 | See FINRA Report |
Edward Patrick Flynn | 1914535 | 2 | 10/10/2017 | Customer Dispute | Dismissed | $40,489.00 | $0.00 | See FINRA Report |
Brian Francis Schantz | 1232754 | 3 | 10/10/2017 | Customer Dispute | Settled | $40,489.00 | $0.00 | See FINRA Report |
Andrew Jonathan Tressler | 2776349 | 12 | 08/30/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
Nicholas Scavone | 4677020 | 2 | 05/04/2016 | Customer Dispute | Settled | $117,491.00 | $0.00 | See FINRA Report |