Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alterna Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antun Domit | 6327183 | 1 | 02/03/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Alberto Valdes | 5515605 | 2 | 12/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alberto Valdes | 5515605 | 2 | 12/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene McCarthy | 4666421 | 1 | 12/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Pedro Valenzuela | 2236672 | 1 | 02/20/2009 | Customer Dispute | Settled | $20,950.00 | $0.00 | See FINRA Report |
| Alvaro Madero | 2155183 | 1 | 04/11/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |