Our Staff has compiled our research into a database of FINRA Broker Disclosures for DMK Advisor Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesus Manuel Bravo | 2838164 | 6 | 03/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Charles Westveer | 2580408 | 5 | 11/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 11/23/2009 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Chirko | 1003004 | 1 | 05/13/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Charles Westveer | 2580408 | 5 | 10/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 07/25/2007 | Customer Dispute | Settled | $271,439.00 | $0.00 | See FINRA Report |
| Stephen Charles Westveer | 2580408 | 5 | 09/12/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Charles Westveer | 2580408 | 5 | 07/26/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Charles Westveer | 2580408 | 5 | 11/19/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Blackmore | 2879954 | 1 | 01/09/2002 | Customer Dispute | Closed-No Action | $6,412.76 | $0.00 | See FINRA Report |