Our Staff has compiled our research into a database of FINRA Broker Disclosures for DMK Advisor Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 08/01/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 01/12/2018 | Customer Dispute | Settled | $815,000.00 | $0.00 | See FINRA Report |
| Jesus Manuel Bravo | 2838164 | 6 | 09/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 07/21/2016 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 05/17/2016 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 02/29/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 05/26/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Rodney Arin Becker | 5199495 | 2 | 07/29/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney Arin Becker | 5199495 | 2 | 07/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesus Manuel Bravo | 2838164 | 6 | 12/04/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |