Our Staff has compiled our research into a database of FINRA Broker Disclosures for DMK Advisor Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ruben Rodriguez-Dominguez | 2429821 | 12 | 05/26/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Ruben Rodriguez-Dominguez | 2429821 | 12 | 11/23/2009 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
Ruben Rodriguez-Dominguez | 2429821 | 12 | 07/25/2007 | Customer Dispute | Settled | $271,439.00 | $0.00 | See FINRA Report |
Harold Alan Schwartz | 841225 | 5 | 12/01/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jesus Manuel Bravo | 2838164 | 6 | 04/14/2000 | Customer Dispute | Settled | $8,800.00 | $0.00 | See FINRA Report |