Our Staff has compiled our research into a database of FINRA Broker Disclosures for DMK Advisor Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesus Manuel Bravo | 2838164 | 6 | 11/22/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Alan Schwartz | 841225 | 5 | 01/27/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harold Alan Schwartz | 841225 | 5 | 11/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 11/12/2019 | Customer Dispute | Settled | $224,000.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 07/09/2019 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Jesus Manuel Bravo | 2838164 | 6 | 07/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harold Alan Schwartz | 841225 | 5 | 02/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 01/15/2019 | Customer Dispute | Settled | $205,000.00 | $0.00 | See FINRA Report |
| Ruben Rodriguez-Dominguez | 2429821 | 12 | 12/20/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Harold Alan Schwartz | 841225 | 5 | 08/27/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |