Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis John Devaney | 2537936 | 5 | 10/21/2011 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Dennis John Devaney | 2537936 | 5 | 11/09/2010 | Customer Dispute | Withdrawn | $2,000,000.00 | $0.00 | See FINRA Report |
| Dennis John Devaney | 2537936 | 5 | 10/25/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Dennis John Devaney | 2537936 | 5 | 10/22/2010 | Customer Dispute | Settled | $5,130,000.00 | $0.00 | See FINRA Report |
| Dennis John Devaney | 2537936 | 5 | 07/08/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |