Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bloomberg Tradebook LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jose Alejandro Gomez | 6666170 | 2 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Alejandro Gomez | 6666170 | 2 | 01/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel F Sweet | 2945600 | 1 | 07/15/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |