Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Securities, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yinyi Chen | 2086259 | 1 | 12/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johanna Hl Lee | 2692658 | 1 | 05/20/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shuling Chang | 3151485 | 2 | 06/03/2009 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Shuling Chang | 3151485 | 2 | 07/19/2004 | Customer Dispute | Denied | $13,254.00 | $0.00 | See FINRA Report |