Our Staff has compiled our research into a database of FINRA Broker Disclosures for S.L. Reed & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Rudolph Eichler | 2116801 | 1 | 08/21/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Robert Wayne Nichols | 347698 | 2 | 09/03/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Wayne Nichols | 347698 | 2 | 10/30/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |