Our Staff has compiled our research into a database of FINRA Broker Disclosures for Guggenheim Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Richard Vura | 1214812 | 5 | 06/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Richard Vura | 1214812 | 5 | 07/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Richard Vura | 1214812 | 5 | 12/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Richard Vura | 1214812 | 5 | 03/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Richard Vura | 1214812 | 5 | 02/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |