Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Michael Knabel | 2422035 | 3 | 12/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Orth | 3160919 | 1 | 09/30/2015 | Customer Dispute | Denied | $28,183.00 | $0.00 | See FINRA Report |
| James Lynn Richmond | 2500490 | 1 | 09/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Curtis | 2108436 | 2 | 09/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Paul Hernandez | 2258923 | 4 | 08/31/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Rocco W Bucci | 5526122 | 1 | 07/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Capece | 5785175 | 2 | 06/25/2015 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Gaurav Ahuja | 5913591 | 5 | 06/10/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Ian Forbes | 4405908 | 1 | 05/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Toothaker | 5499056 | 1 | 04/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |