Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Michael Grant | 1263157 | 1 | 12/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Samuel Haislop | 2409232 | 1 | 10/21/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy Michael Knabel | 2422035 | 3 | 10/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Anthony Hudson | 6376086 | 2 | 08/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Kaslander | 6505374 | 5 | 08/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Robert Ockovic | 2284537 | 1 | 07/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell D Rhodes | 4509626 | 1 | 06/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Landon Blake Eldredge | 6181599 | 1 | 05/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Paul Hernandez | 2258923 | 4 | 03/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael George Schwentner | 6191309 | 1 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |