Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Murphy | 1708801 | 1 | 03/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Ryan Bloemen | 6611940 | 1 | 03/10/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Kaslander | 6505374 | 5 | 01/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Weiner | 1079655 | 3 | 09/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Steven Weiner | 1079655 | 3 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Roy Rich | 1253454 | 6 | 06/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |