Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Richard Kitchin | 5672148 | 3 | 05/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Kaslander | 6505374 | 5 | 03/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Caesar Jorge | 2348705 | 1 | 01/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher M Hockman | 5655708 | 4 | 09/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gaurav Ahuja | 5913591 | 5 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Osterland | 5448546 | 1 | 04/21/2020 | Customer Dispute | Settled | $57,672.00 | $0.00 | See FINRA Report |
| Cliff S Duester | 5634190 | 1 | 04/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Paul Solitario | 5826110 | 1 | 03/24/2020 | Customer Dispute | Denied | $27,195.00 | $0.00 | See FINRA Report |
| Daniel Murphy | 1708801 | 1 | 03/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Ryan Bloemen | 6611940 | 1 | 03/10/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |