Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Alan Finkle | 3008698 | 3 | 04/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John B Koulas | 3112053 | 4 | 01/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 01/08/1993 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Margaret Lucille Crossland | 1255860 | 1 | 10/26/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Arnold Girres | 1123402 | 3 | 05/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Arnold Girres | 1123402 | 3 | 02/02/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Arnold Girres | 1123402 | 3 | 05/19/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 07/21/1986 | Customer Dispute | Settled | $69,350.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 08/13/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |