Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Alan Finkle | 3008698 | 4 | 06/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Schumacher | 2225319 | 2 | 03/04/1996 | Customer Dispute | Award / Judgment | $92,600.00 | $60,000.00 | See FINRA Report |
| John B Koulas | 3112053 | 4 | 10/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Caruso | 2464504 | 1 | 09/06/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Jacob Silbert | 1291686 | 1 | 05/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandy Stier Altaf | 5135684 | 3 | 01/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Michael Strassler | 2160375 | 2 | 12/20/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cale P Smith | 4512797 | 1 | 07/03/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Alan Finkle | 3008698 | 4 | 04/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John B Koulas | 3112053 | 4 | 01/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |