Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Andrew Bernstein | 1044106 | 2 | 02/25/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory A Herbison | 5427552 | 1 | 09/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Ohrenich | 715394 | 2 | 08/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Weiner | 1079655 | 1 | 06/01/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Sheldon Smith | 1053913 | 1 | 05/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Grady Woodall | 472183 | 11 | 10/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |