Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hunter Lloyd Gimbel | 4912767 | 1 | 08/19/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Patrick Maley | 2162197 | 1 | 05/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Paul Goldberg | 727311 | 1 | 04/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Joseph Kiniry | 1711949 | 1 | 04/11/2000 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Robert Grosch | 3159348 | 1 | 01/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Davenport | 7248069 | 1 | 05/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 03/31/1999 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Hernandez | 2258923 | 4 | 01/11/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/28/1998 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Rita Ellen Gibson | 1439509 | 1 | 03/04/1998 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |