Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Kaslander | 6505374 | 5 | 03/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Landy | 4463541 | 2 | 02/11/2021 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
| Jorge Caesar Jorge | 2348705 | 1 | 01/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Michael Graves | 5191379 | 5 | 09/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 09/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Hockman | 5655708 | 4 | 09/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gaurav Ahuja | 5913591 | 5 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy James Maurice | 5835227 | 3 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Osterland | 5448546 | 1 | 04/21/2020 | Customer Dispute | Settled | $57,672.00 | $0.00 | See FINRA Report |
| Nicholas Paul Solitario | 5826110 | 1 | 03/24/2020 | Customer Dispute | Denied | $27,195.00 | $0.00 | See FINRA Report |