Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Bryce Huff | 5875405 | 2 | 04/03/2023 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Llewellyn Lewis Rowell | 839010 | 3 | 03/03/2023 | Customer Dispute | Settled | $214,122.00 | $0.00 | See FINRA Report |
| Jonathan Knox | 4622566 | 2 | 11/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Knox | 4622566 | 2 | 11/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Allen Finkle | 207901 | 1 | 09/07/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William Curtis Sanders | 2403880 | 1 | 07/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roman Inochovsky | 5921847 | 1 | 06/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grant Joseph Wenger | 1009727 | 2 | 03/02/2022 | Customer Dispute | Denied | $69,840.00 | $0.00 | See FINRA Report |
| Amedeo James Granata | 2644410 | 2 | 02/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry G Sun | 2353638 | 2 | 01/20/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |