Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Laura Ann Robson | 2302491 | 1 | 10/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brian Anthony Callery | 1322439 | 1 | 06/02/2005 | Customer Dispute | Denied | $265,000.00 | $0.00 | See FINRA Report |
Kevin Patrick Taylor | 1342116 | 1 | 03/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jacob Uriah Bazzrea | 7272610 | 1 | 02/19/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lawrence Andrew Bernstein | 1044106 | 2 | 09/29/2004 | Customer Dispute | Pending | $29,225.00 | $0.00 | See FINRA Report |
Marie Hewes Tracy | 1081362 | 1 | 06/25/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Rebecca S Foster | 2312576 | 2 | 05/14/2004 | Customer Dispute | Settled | $44,902.60 | $0.00 | See FINRA Report |
James Thomas Greenwell | 1515931 | 1 | 05/08/2004 | Customer Dispute | Pending | $27,800.00 | $0.00 | See FINRA Report |
Jaden Robert Volchoff | 6140373 | 1 | 03/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andrew Steven Lieberman | 1955479 | 2 | 01/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |