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FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.

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Displaying 171-180 out of 226 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Laura Ann Robson2302491110/04/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Anthony Callery1322439106/02/2005Customer DisputeDenied$265,000.00$0.00See FINRA Report
Kevin Patrick Taylor1342116103/14/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Jacob Uriah Bazzrea7272610102/19/2005CriminalFinal Disposition$0.00$0.00See FINRA Report
Lawrence Andrew Bernstein1044106209/29/2004Customer DisputePending$29,225.00$0.00See FINRA Report
Marie Hewes Tracy1081362106/25/2004Employment Separation After Allegations$0.00$0.00See FINRA Report
Rebecca S Foster2312576205/14/2004Customer DisputeSettled$44,902.60$0.00See FINRA Report
James Thomas Greenwell1515931105/08/2004Customer DisputePending$27,800.00$0.00See FINRA Report
Jaden Robert Volchoff6140373103/10/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Andrew Steven Lieberman1955479201/12/2004Customer DisputeDenied$0.00$0.00See FINRA Report

226 Results

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