Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Francis Bissen | 7546449 | 1 | 02/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert D Corcoran | 2026105 | 1 | 12/21/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Rosenzweig | 1170617 | 1 | 01/26/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zina Devassal Lauman | 1394266 | 1 | 01/22/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jonathan William Dupes | 7063062 | 2 | 01/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rosario Lenzo | 1564631 | 1 | 10/06/2006 | Customer Dispute | Denied | $16,085.00 | $0.00 | See FINRA Report |
| Larry G Sun | 2353638 | 2 | 10/02/2006 | Customer Dispute | Denied | $8,230.00 | $0.00 | See FINRA Report |
| Daniel Alan Finkle | 3008698 | 4 | 04/03/2006 | Customer Dispute | Denied | $27,037.00 | $0.00 | See FINRA Report |
| Albert Cappellino | 2426709 | 1 | 03/23/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grover Cleveland Brillhart | 2934799 | 1 | 11/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |