Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol E Brian | 5426617 | 1 | 02/13/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vincent B Waln | 1961001 | 2 | 11/07/2008 | Customer Dispute | Settled | $64,100.50 | $0.00 | See FINRA Report |
| Bradley L Mattson | 4840718 | 2 | 09/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Michael Knabel | 2422035 | 3 | 08/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley L Mattson | 4840718 | 2 | 08/04/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bryan Carson Woodell | 2974597 | 2 | 07/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Calier Watson | 1038466 | 1 | 07/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Michael Strassler | 2160375 | 2 | 06/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Gaudino | 1025547 | 1 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melanie Marie Colusci | 3047645 | 2 | 02/11/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |