Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amedeo James Granata | 2644410 | 2 | 11/09/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Michael Siebecker | 2471436 | 1 | 10/29/2009 | Customer Dispute | Denied | $35,709.00 | $0.00 | See FINRA Report |
| Edward Walter Morrissey | 1873249 | 1 | 08/27/2009 | Customer Dispute | Denied | $6,766.93 | $0.00 | See FINRA Report |
| Jonathan William Dupes | 7063062 | 2 | 08/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joellen Pastors | 4903689 | 1 | 08/14/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Dupont | 6621156 | 1 | 07/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diego Armando Correa | 4884552 | 1 | 07/16/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Michael Oley | 2906191 | 1 | 07/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alvin Louis Smith | 4115591 | 3 | 06/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Herman Rosh | 404817 | 1 | 06/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |