Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Schumacher | 2225319 | 2 | 11/19/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edwin Perry | 4964810 | 1 | 10/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Phillip McGonagle | 2096290 | 1 | 09/09/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Karen Rossi | 5116866 | 1 | 08/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John B Koulas | 3112053 | 4 | 08/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Brian Levy | 1004445 | 1 | 06/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Zaknich | 1497556 | 2 | 05/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Wilson | 4121748 | 4 | 05/11/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Alvin Louis Smith | 4115591 | 3 | 12/07/2009 | Customer Dispute | Settled | $11,099.00 | $0.00 | See FINRA Report |
| David Allan Chamberlain | 44157 | 1 | 11/11/2009 | Customer Dispute | Denied | $216,370.00 | $0.00 | See FINRA Report |