Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher M Hockman | 5655708 | 4 | 01/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Neal Altenau | 1170933 | 1 | 01/17/2012 | Customer Dispute | Settled | $116,556.00 | $0.00 | See FINRA Report |
| Howard Ira Wein | 2821599 | 1 | 12/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Arthur Wells | 2137891 | 2 | 11/11/2011 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Shavonne Tonita Shipman-Cook | 4581466 | 3 | 09/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alvin Louis Smith | 4115591 | 3 | 09/01/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Shavonne Tonita Shipman-Cook | 4581466 | 3 | 04/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Allen Tripp | 6643376 | 1 | 04/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Curtis | 2108436 | 2 | 02/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shavonne Tonita Shipman-Cook | 4581466 | 3 | 01/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |