Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Steven Lieberman | 1955479 | 2 | 01/31/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Clayton | 5281026 | 1 | 01/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marshall Mayer Shigon | 2132927 | 1 | 12/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Patrick Barrett | 1537775 | 1 | 11/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Cote | 1920636 | 1 | 06/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Anthony Abraham | 4403205 | 3 | 05/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John B Koulas | 3112053 | 4 | 04/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Vandrell | 5889190 | 1 | 04/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant Joseph Wenger | 1009727 | 2 | 03/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Anthony Demarco | 2671924 | 1 | 02/22/2012 | Customer Dispute | Settled | $27,546.00 | $0.00 | See FINRA Report |