Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Bard Schaack | 3003657 | 1 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Wilson | 4121748 | 4 | 09/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Feiner | 2294654 | 1 | 07/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Michael Zaknich | 1497556 | 2 | 07/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Bryce Huff | 5875405 | 2 | 05/28/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernard Harvey Marx | 2059413 | 1 | 05/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Kennell | 2819050 | 1 | 02/25/2014 | Customer Dispute | Denied | $8,057.78 | $0.00 | See FINRA Report |
| Benyamin N Levy | 4599374 | 1 | 09/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pedro L Torres | 2584762 | 2 | 05/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig John Schafer | 5078863 | 2 | 03/21/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |