Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Ohrenich | 715394 | 2 | 04/16/2015 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| George Fredrick Ferrin | 6294518 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaurav Ahuja | 5913591 | 5 | 04/07/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig John Schafer | 5078863 | 2 | 03/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephani Dawn Niblock | 7318268 | 1 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Hockman | 5655708 | 4 | 03/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca S Foster | 2312576 | 2 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Hockman | 5655708 | 4 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Anthony Hudson | 6376086 | 2 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Capece | 5785175 | 2 | 10/14/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |