Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Irving Barrach | 1977169 | 1 | 06/06/2003 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Bryan Carson Woodell | 2974597 | 2 | 12/03/2002 | Customer Dispute | Settled | $7,900.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 03/31/1999 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Hernandez | 2258923 | 4 | 01/11/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/28/1998 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Rita Ellen Gibson | 1439509 | 1 | 03/04/1998 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |