Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Phillip McGonagle | 2096290 | 1 | 09/09/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Robert Paul Wilson | 4121748 | 4 | 05/11/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Alvin Louis Smith | 4115591 | 3 | 12/07/2009 | Customer Dispute | Settled | $11,099.00 | $0.00 | See FINRA Report |
| Alvin Louis Smith | 4115591 | 3 | 06/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carol E Brian | 5426617 | 1 | 02/13/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vincent B Waln | 1961001 | 2 | 11/07/2008 | Customer Dispute | Settled | $64,100.50 | $0.00 | See FINRA Report |
| Randy Michael Knabel | 2422035 | 3 | 08/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zina Devassal Lauman | 1394266 | 1 | 01/22/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Albert Cappellino | 2426709 | 1 | 03/23/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rebecca S Foster | 2312576 | 2 | 05/14/2004 | Customer Dispute | Settled | $44,902.60 | $0.00 | See FINRA Report |