Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Arthur Wells | 2137891 | 2 | 04/16/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 12/18/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Weiner | 1079655 | 1 | 06/01/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Caruso | 2464504 | 1 | 09/06/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Michael Strassler | 2160375 | 2 | 12/20/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Arnold Girres | 1123402 | 3 | 05/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Arnold Girres | 1123402 | 3 | 02/02/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 08/13/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |