Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher M Hockman | 5655708 | 4 | 01/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Ira Wein | 2821599 | 1 | 12/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shavonne Tonita Shipman-Cook | 4581466 | 3 | 09/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shavonne Tonita Shipman-Cook | 4581466 | 3 | 04/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shavonne Tonita Shipman-Cook | 4581466 | 3 | 01/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Michael Zaknich | 1497556 | 2 | 05/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandy Stier Altaf | 5135684 | 3 | 03/04/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Sheldon Smith | 1053913 | 1 | 05/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |