Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephani Dawn Niblock | 7318268 | 1 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Hockman | 5655708 | 4 | 03/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca S Foster | 2312576 | 2 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Hockman | 5655708 | 4 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Anthony Hudson | 6376086 | 2 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Bard Schaack | 3003657 | 1 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |