Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Grosch | 3159348 | 1 | 01/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patricia Ann Davenport | 7248069 | 1 | 05/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gregory A Herbison | 5427552 | 1 | 09/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Alan Finkle | 3008698 | 4 | 06/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John B Koulas | 3112053 | 4 | 10/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott Jacob Silbert | 1291686 | 1 | 05/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brandy Stier Altaf | 5135684 | 3 | 01/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Cale P Smith | 4512797 | 1 | 07/03/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Alan Finkle | 3008698 | 4 | 04/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John B Koulas | 3112053 | 4 | 01/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |