Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Roy Rich | 1253454 | 6 | 06/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Roy Rich | 1253454 | 6 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Carl Kroskey | 709894 | 1 | 02/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Alan Gray | 5908982 | 1 | 01/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Timothy Engler | 6533566 | 1 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Kaslander | 6505374 | 5 | 11/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gaurav Ahuja | 5913591 | 5 | 11/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |