Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick Maley | 2162197 | 1 | 05/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Andrew Bernstein | 1044106 | 2 | 02/25/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |