Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Alan Finkle | 3008698 | 4 | 04/03/2006 | Customer Dispute | Denied | $27,037.00 | $0.00 | See FINRA Report |
| Albert Cappellino | 2426709 | 1 | 03/23/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grover Cleveland Brillhart | 2934799 | 1 | 11/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laura Ann Robson | 2302491 | 1 | 10/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Anthony Callery | 1322439 | 1 | 06/02/2005 | Customer Dispute | Denied | $265,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick Taylor | 1342116 | 1 | 03/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Andrew Bernstein | 1044106 | 2 | 09/29/2004 | Customer Dispute | Pending | $29,225.00 | $0.00 | See FINRA Report |
| Rebecca S Foster | 2312576 | 2 | 05/14/2004 | Customer Dispute | Settled | $44,902.60 | $0.00 | See FINRA Report |
| James Thomas Greenwell | 1515931 | 1 | 05/08/2004 | Customer Dispute | Pending | $27,800.00 | $0.00 | See FINRA Report |
| Andrew Steven Lieberman | 1955479 | 2 | 01/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |